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War Crimes


By
Charles (Chip) Hauss


September 2003
 

The concept and issue of war crimes are both relatively new. Of course, inhuman acts have been committed in wars throughout history. However, it was only with the Holocaust and other genocidal atrocities of World War II that politicians, lawyers, and average citizens alike began to think of some of the horrors of war as crimes for which perpetrators could be held legally accountable.

Before then, individual soldiers could be tried for individual crimes such as rape or murder. However, it was only when political and military leaders began to systematically target large civilian groups because of their nationality, ethnicity, gender, or religion that we began to see the necessity of holding political leaders accountable for their political decisions in a court of law.

What Are War Crimes?

It has long been considered acceptable for the victors to try the leaders of defeated countries for violations of international law after the completion of a war. However, it has only been in the last century and a half that rules and procedures for doing so have begun to be codified and regularized. The first major step came with the development of the Geneva Conventions for the treatment of prisoners of war, civilians, and others during combat. The Conventions were largely written by the International Committee of the Red Cross and have been ratified by many, though not all, states. They continue to be updated, most recently to include civil as well as international wars.

The other major turning point came at the Nuremberg and Tokyo trials of leading German and Japanese officials after World War II. The Nuremberg Trials were particularly important because they made steps toward defining what is meant by crimes against peace ("planning, preparation, initiation, or waging of a war of aggression, or a war in violation of international treaties") and against humanity ("murder, extermination, enslavement, deportation, and other inhumane acts committed against any civilian population before or during the war, or persecutions on political, racial, or religious grounds").[1] Those precedents were later approved by the General Assembly of United Nations and are now considered to be part of the main body of international law. After the systematic use of rape by Serbs in Bosnia and Croatia in the first half of the 1990s, it was added to the list of crimes.

There is, unfortunately, a considerable lack of clarity in these and other definitions, which have been offered for war crimes. First, there has been a very definite reluctance on the part of the international community to prosecute war crimes that either fall below a certain undefined magnitude or to even consider those that receive little or no coverage in the Western press. Second, as has been the case throughout history, it has proven all but impossible to hold victors accountable for alleged war crimes. Thus, there have been credible accusations against the United States for its bombing of Serbia during the Kosovo crisis in 1999 and for the impact of its sanctions on Iraq since the Gulf War of 1991. Similarly, many critics accuse Israel of violating international law in its continued occupation of the West Bank and the Gaza Strip and its more general treatment of Palestinians.

What's more, the prosecution of war crimes is highly controversial. Tens of millions of civilians lost their lives in fighting beginning with the Second World War, most of them on "religious, racial, or political grounds." Yet, there were only four war crimes tribunals convened between 1945 and the end of the century. The first two tried the leaders of Germany and Japan. The others were created to prosecute alleged perpetrators of genocide in the former Yugoslavia and in Rwanda.

Neither, ICTY (the International Criminal Tribunal for the Former Yugoslavia) or ICTR (the International Criminal Tribunal for Rwanda) has been a rousing success by anyone's standards. While ICTY was in the midst of an extended trial of former Yugoslav President Slobodan Milosevic when this essay was written, many of the most notorious Serbian leaders avoided capture for years, including General Ratko Mladic and former Prime Minister Radovan Karadzic of the Republika Srpska, which was allegedly responsible for most of the atrocities. The Rwandan situation is different. As many as 200,000 men have been detained, many of them since shortly after the genocide in 1994. Neither the Rwandan government nor the ICTR has the resources to try so many people, let alone deal with the social and political consequences of any such number of convictions of people who killed their fellow citizens, most often by using machetes.

To avoid the use of ad hoc courts such as these, ensure due process and the rule of law in war crimes cases, and to deter future war crimes, the international community created the International Criminal Court (ICC). The Statute of Rome, which gave birth to the Court, was approved by a vote of 120 to 7 of UN member states in July 1998. By April 2002, the required 60 countries had ratified the treaty (the number had topped 75 by the end of 2002), and the Court was therefore formally created in July 2002. It will only have jurisdiction over crimes committed after that date and only if states do not initiate cases in domestic courts. It will, however, provide a permanent tribunal before which large-scale crimes against humanity can be pursued. It, too, is controversial.

A number of important countries had not ratified the treaty by the end of 2002, including the United States, Russia, China, and Iraq. The United States (an original signatory of the Rome Statute) has been outspoken in its opposition ever since the Bush Administration took office and formally "unsigned" it in early 2002. Even though most legal experts think there are adequate guarantees to the contrary, Washington has claimed that American troops, including its peacekeepers, could be subject to arbitrary harassment and prosecution under its provisions.

Some critics argue that war crimes tribunals suffer the same major flaw as all of international law. Indictments may be issued, and some trials may be held. However, the international legal system lacks adequate enforcement mechanisms to arrest and otherwise implement whatever decisions it makes, especially since so many large and internationally engaged states have refused to enter the ICC system.

Finally, as in Rwanda, where so many average citizens have been caught up in war crimes charges, there is growing support to deal with the cases through restorative justice rather than international criminal law. Tens of thousands of prosecutions could place an impossible burden on any country's legal system and could actually deepen the divisions left after the end of the fighting. As a result, a number of countries (including Yugoslavia and Rwanda) are considering versions of a truth and reconciliation commission to handle the cases of all but the worst perpetrators of war crimes.

Why Are War Crimes Important

War crimes are important because they have been committed in virtually every war fought in recent decades. The reasons for that range from the spread of deadlier weapons, which make the killing of citizens and "collateral damage" all but unavoidable, to the intense racial, ethnic, and religious hatred that underlies many of today's disputes. In short, intractable conflict seems to bring massive human rights abuses in its wake. Not dealing with the crimes of war, then, only deepens the anger that gave rise to the fighting and in so doing lays the groundwork for even bloodier battles in the future.

What Citizens Can Do

On one level, there is little that average citizens can do about war crimes. Once a case reaches one of the tribunals, it becomes the province of a tiny band of attorneys who have mastered the thousands of pages of documents underlying the ICC and the rest of the statutes and precedents underlying international criminal law.

On another level, popular involvement is all-important. Wars, including war crimes, in far-off parts of the world receive very little attention in the Western mass media. And, because crimes against humanity often never appear on our "radar screens," there is little public pressure to do anything about them.

Today, fortunately, it is relatively easy for people to inform themselves about human rights violations, including war crimes, on the World Wide Web. Traditional organizations such as Amnesty International and Human Rights Watch have broadened their missions to include some of the issues that fall under the ICC's jurisdiction. And, Crimes of War is but the most important of the NGOs, which routinely investigate and publicize alleged instances of gross violations of human rights. Without that kind of an informed public, it seems highly unlikely that pressures to strengthen the international regime combating war crimes will grow.

What States Can Do

The ICC, the UN, and other international courts are part of what international relations experts call a "regime," a collection of rules, institutions, and norms that bring a degree of order to a rather disorderly system of global politics. As suggested earlier, however, the regime has more than its share of problems. And, in an international system which is still largely dominated by states as far as reaching new international agreements is concerned, their support will be needed if more "teeth" are to be added to the ICC and other legal institutions.

At the very least, the United States, Russia, China, Iraq, and the other 100-plus countries, which have not ratified the ICC treaty, must do so. It may well be that the treaty will have to be modified or other "side agreements" reached before these reluctant powers feel comfortable joining.

Even more importantly, states that are parties to the regime have to do what they can to strengthen it. That means using all the moral, legal, and political power at their disposal to make certain that alleged violators of international criminal law are prosecuted and punished if convicted. Moreover, as has happened in the development of other international regimes (e.g., international trade or telecommunications), states can play a critical role in creating an environment in which support for new powers and new members grows.

What Third Parties Can Do

Similarly, third parties, including the international legal institutions themselves, have a vital role to play. Despite the refusal of the United States and the other countries to join the ICC, the overall trend since the end of the Cold War has been for international courts to gain, not lose, influence. While the realists are no doubt correct when they claim that international courts lack the enforcement power of their domestic equivalents, some, including the various European courts, do have considerable power. Even more importantly, the international legal institutions and third parties in general have contributed to the growing realization that war crimes are a serious problem. After all, it is barely half a century since the first war-crimes tribunals were convened.

 


[1] Both in Graham Evans and Jeffrey Newnham, Penguin Dictionary of International Relations. (London: Penguin, 1996), 567-8.


Use the following to cite this article:
Hauss, Charles (Chip). "War Crimes ." Beyond Intractability. Eds. Guy Burgess and Heidi Burgess. Conflict Research Consortium, University of Colorado, Boulder. Posted: September 2003 <http://www.beyondintractability.org/essay/war_crimes_general/>.

Sources of Additional, In-depth Information on this Topic

Additional Explanations of the Underlying Concepts:

Online (Web) Sources

Smith, Charles Anthony. "The Primacy of Politics: Justice, Power, and War Crimes Trials." Online Journal of Peace and Conflict Resolution, Vol. 2, No. 3 , 1999
Available at:
http://www.trinstitute.org/ojpcr/2_3smith.htm.

This paper compares the distribution of political power to the degree of justice achieved. The comparison will help establish whether the degree of justice achieved is a function of political balance. It also addresses whether human rights tribunals serve a legitimate political purpose beyond the confines of justice. An additional section assesses the Rome Statute's potential ability to depoliticize the prosecution of war crimes. The conclusion addresses the limitations of the analysis and suggests additional research.

Cassette, Jacquie. "Towards Justice in the Wake of Armed Conflicts?: The Evolution of War Crimes Tribunals." African Security Review, Vol. 9, No. 5/6 , 2000
Available at:
http://www.iss.co.za/Pubs/ASR/9No5And6/Cassette.html.

"This article traces the history and development of war crimes tribunals in the context of the development of international criminal law, with the emphasis on the establishment of the ad hoc tribunals for the former Yugoslavia and Rwanda, and in hopeful anticipation of the establishment of a permanent international criminal court."

Offline (Print) Sources

Crimes of War: What the Public Should Know. W.W. Norton & Company, July 1, 1999.
This book is a simplified guide to the Geneva conventions and related documents, providing accessible definitions of major war crimes and key legal terms. Click here for more info.

Hagan, John. Justice in the Balkans: Prosecuting War Crimes in the Hague Tribunal. Chicago: University of Chicago Press, 2003.
Called a fig leaf for inaction by many at its inception, the International Criminal Tribunal for the Former Yugoslavia has grown from an unfunded U.N. Security Council resolution to an institution with more than 1,000 employees and a $100 million annual budget. With Slobodan Milosevic now on trial and more than forty fellow indictees currently detained, the success of the Hague tribunal has caught many of its former critics by surprise. Justice in the Balkans is a powerful firsthand look at the inner workings of the tribunal as it has moved from an initial period of irrelevance to the first truly effective international court since Nuremberg. The chief reason for its success, argues John Hagan, is the people who have shaped it, particularly its charismatic chief prosecutor, Louise Arbour. With drama and immediacy, Justice in the Balkans re-creates how Arbour worked with others to turn the tribunal's fortunes around--reversing its initial failure to arrest and convict significant figures and advancing the tribunal's agenda to the point at which Arbour and her colleagues, including her successor, Carla Del Ponte, were able to indict Milosevic himself.-From Publisher

Bass, Gary Jonathan. Stay the Hand of Vengeance: The Politics of War Crimes Tribunals. Princeton and Oxford: Princeton University Press, 2000.
Comprehensive study of the history of war crimes tribunals. He argues that the vigor with which war criminals are pursued is directly related to the degree to which troups from liberal democracies will be in harms way in apprehending criminals. Has chapters on St. Helena, Leipzig, Constantinople, Nuremberg, and Yugoslavia.

Meron, Theodor. War Crimes Law Comes of Age: Essays. Oxford: Clarendon Press, March 1, 1999.
This book is a collection of essays written by Meron. The essays range from historical antecedents to an analysis of some of the most recent developments in international humanitarian law.

Colwill, Jeremy. War Crimes, International Relations and the Law. Ashgate Publishing, 2000.

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Examples Illustrating this Topic:

Online (Web) Sources

van Metre, Lauren. Dayton Implementation: The Apprehension and Prosecution of Indicted War Criminals. United States Institute of Peace (USIP).
Available at:
Click here for more info.
This report summarizes the recommendations of the USIP Working Group on Dayton Implementation regarding the apprehension and prosecution of war criminals in the former Yugoslavia. Prosecution must be one of the first steps in U.S. policy, since community development and reconciliation cannot begin until such justice has occurred.

Wald, Patricia M. "Dealing with Witnesses in War Crime Trials: Lessons from the Yugoslav Tribunal." Yale Human Rights & Development Law Journal, Vol. 5 , 2002
Available at:
Click here for more info.

This article argues that convictions, if they are to be legitimate, must be based on credible evidence presented in a public trial. The conflict between the right of an accused to a public trial and the exceptional pressures on victim witnesses of war crimes is omnipresent in ICTY trials.

Creative Associates International. Judicial/Legal Measures: War Crimes Tribunals/Truth Commissions.
Available at:
Click here for more info.
Provides a description of war crimes tribunals and truth commissions and explains their purported contribution to conflict resolution. Has examples from Rwanda, Ethiopia, Uganda, Yugoslavia, El Salvador, South Africa, Argentina, Chile, and Haiti.

Nuremberg War Crimes Trials.
Available at:
http://www.yale.edu/lawweb/avalon/imt/imt.htm.
This site offers a comprehensive list of documents related to the Nuremberg war trials.

Kritz, Neil J. Rwanda: Accountability for War Crimes and Genocide. United States Institute of Peace (USIP).
Available at:
http://www.usip.org/pubs/specialreports/early/rwanda1.
On September 16, 1994, the USIP convened a meeting to explore options for dealing with war crimes and genocide in Rwanda. Many of the options proposed at the conference were incorporated into a UN Security Council resolution on November 8, 1994, establishing a tribunal for Rwanda. This report contains in-depth analysis of these options in the context of the resolution and makes recommendations for enhancing the effort to bring perpetrators of atrocities in Rwanda and neighboring countries to justice.

War Crimes Trials in Sierra Leone American Radio Works Documentary Probes Atrocities. NPR. June 6, 2003.
Available at:
http://www.npr.org/templates/story/story.php?storyId=1289885.

A multinational war crimes court is working in the nation of Sierra Leone in West Africa to try to bring those who are responsible for the war crimes that were committed during the 1990s civil war.

Offline (Print) Sources

Reconciliation via the War Crimes Tribunal?. Aldershot, England: Ashgate Publishing Ltd, 2000.
Critical examination of the International Criminal Tribunal for the Former Yugoslavia Click here for more info.

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