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Trust in Mediation


By
Richard Salem


July 2003
 

The Importance of Trust in Mediation


"The key word is 'trust.' Without it, you're dead. Without it, stay home!" -- Alan Gold

From the moment they enter into a conflict, mediators strive to gain the trust of the parties. Throughout the mediation they work to build and maintain the parties' trust of the mediation process, the mediators, and between the parties themselves. When trust levels are high, parties are less defensive and more willing to share information with other parties at the mediation table and in private sessions with the mediator -- information that may be crucial to finding a mutually acceptable solution.

How important is trust in mediation? Experienced mediators who have addressed the issue tend to speak with a single voice. Canadian mediator Alan Gold put it succinctly when he said, "The key word is 'trust.' Without it, you're dead. Without it, stay home!"[1] Gold was referring specifically to collective bargaining, but for all types of mediation, no single attribute is more important in most sectors of mediation than the ability to build trust.

Sources of Trust

There are three basic sources of mediator trust.



Additional insights into having trust in mediation are offered by nine Beyond Intractability project participants.

  1. If a mediating organization has a good reputation, a mediator representing that organization can expect a certain level of trust from the disputing parties, even before interacting with them.
  2. A mediator's personal reputation can also help to build trust. In the North American mediation model, trust may be based on the mediator's reputation for being a fair and effective neutral, someone who enters the conflict as an outsider, conducts the mediation process, and then leaves. Other cultures prefer what John Paul Lederach refers to as "insider partials," third parties who have connections to both sides and who can help in establishing communication and understanding between the adversaries. In this alternative model, trust comes as a result of familiarity with the parties and the situation, and of involvement with the parties before, during, and after the settlement is achieved.[2]
  3. Most important, trust is earned through a mediator's behavior during the mediation process. Effective mediators pay close attention to the ways in which they are building trust, and carefully weigh the possible consequences before taking any action that might counteract their trust-building efforts. Once lost, trust can be very difficult to restore.

How Mediators Build Trust with the Parties

In considering how to gain the trust of the parties, it may help to reflect upon the qualities and behaviors of the people you trust the most. For example, I find it easiest to trust people who (a) treat me with dignity and respect; (b) are like me; (c) behave as though they like and care about me; (d) don't hurt me and protect me from being hurt by myself or others; (e) have no interests that conflict with mine; (f) listen to and understand me; (g) help me solve my problems when I ask them to do so and (j) are reliable and do what they promise to do in a timely manner. Applying some of these principles to mediation, some mediators can earn trust in several key ways:

  • Treat the parties equally, with respect and dignity at all times.
  • Create an environment that makes the parties feel comfortable and safe.
  • Let each party know the mediator is listening to them, understands their problem and how they feel about it, cares about their problem, and can serve as a resource to help them resolve that problem.
  • Show that the mediator has no stake in the outcome of the dispute that will prevent the parties from reaching an agreement that serves each of their interests.
  • Never fix blame, put down, or judge the parties, or tell them what they must do.
  • Ask non-threatening, open-ended questions.

Balance the mediation process by:

  • Making certain the parties understand the mediation process.
  • Permitting the parties to discuss the problem without interruption.
  • Protecting the parties from threats, intimidation, or disrespectful behavior during the mediation.
  • Always demonstrating impartiality.

Mediating when Trust Is Lacking

Can mediators function when they lack the trust of one or more parties? They can, even though their effectiveness may be impaired. Sometimes a party that does not trust the mediator will agree to come to the table in the hopes that the mediator will (1) be able to "educate" and influence the other party, (2) control the other party's behavior away from the table, or (3) help buy time. Sometimes a party has no better alternative than to work with the mediator. At times, parties in highly visible cases are under pressure to demonstrate good faith and agree to mediation. In these cases, mediators seek ways to overcome the lack of trust so that they can have a positive impact on the conflict.


[1] Alan Gold, "Conflict in Today's Economic Climate," Proceedings of the Ninth Annual Meeting of the Society of Professionals in Dispute Resolution (1981).

[2] Lederach, John Paul. "Who Mediates in Developing Countries?" Conflict Resolution Notes. Vol. 6, No. 4. April 1989. Pp. 82-83, summarized by Mariya Yevsyukova at http://www.colorado.edu/conflict/peace/example/lede6577.htm.


Use the following to cite this article:
Salem, Richard. "Trust in Mediation." Beyond Intractability. Eds. Guy Burgess and Heidi Burgess. Conflict Research Consortium, University of Colorado, Boulder. Posted: July 2003 <http://www.beyondintractability.org/essay/trust_mediation/>.

Sources of Additional, In-depth Information on this Topic

Additional Explanations of the Underlying Concepts:

Online (Web) Sources

Kendrick, Lyn. "Ethical Guidelines for Disputants? Why Not?." ,
Available at:
http://www.mediate.com/articles/kendrick.cfm.

This paper explores "the need to develop ethical guidelines to assist parties during mediations. If the parties understand the ethical underpinnings that bolster trust and cooperation, and adopt such guidelines at the beginning of a session, I believe they will help strengthen the mediation process."

Milburn, Tom W. "What Can We Learn From Comparing Mediation Across Levels." , June 1, 1996
Available at:
http://www.gmu.edu/academic/pcs/milburn.htm.

This article addresses the notion of international and interpersonal mediators interacting and learning from one another. To what extent are the international mediation processes and interpersonal mediation processes similar or dissimilar? What can scholars learn from comparing them? Can mediators of international conflicts learn from examining the mediation of interpersonal disputes, and can mediators of interpersonal disputes profit from learning about mediation in international contexts? How do we approach the comparison? The article attempts to suggest the potential of such comparisons by focusing on several fairly conventional dimensions. The importance of the disputants' trust in the mediator is stressed at several points in this article.

Offline (Print) Sources

Moore, Christopher W. "Building Trust and Cooperation." In The Mediation Process: Practical Strategies for Resolving Conflict, 2nd Edition. San Francisco: Jossey-Bass Publishers, 1996. Pages: 161-190.
This chapter discusses techniques mediators can employ to minimize unecessary conflict during the mediation process and to build a trusting relationship between the disputing parties. The process of creating a positive psychological relationship between the parties is called conciliation. Click here for more info.

Lederach, John Paul. "Who Mediates in Developing Countries?." Conflict Resolution Notes 6:4, April 1, 1989.

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Teaching Materials on this Topic:

Online (Web) Sources

"Selecting a Mediator: A Guide for the Public." ,
Available at:
http://www.hawaii.gov/jud/selmed.htm.

To make an informed choice of a mediator, the consumer must have information and the ability to evaluate that information. This guide begins the educational process by presenting a framework for understanding mediator competence. This guide is for anyone looking for a mediator. It will be especially useful to lawyers or other professionals advising their clients, court systems and mediation programs that provide information to consumers, judges who refer litigants to mediation, and people who have been referred by the court to mediation and who must choose their own mediator. The guide generally discusses the qualifications and characteristics a trustworthy and competent mediator should have, as well as a process for narrowing down one's choices.

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